Lead Adult Care Worker - Level 3


Overview of your End-Point Assessment


Congratulations on reaching the final stages of your apprenticeship. Below you will find useful information and resources to help you prepare for your End-Point Assessment. The purpose of this assessment is to confirm if you have met the required Skills, Knowledge and Behaviours of the apprenticeship standards in order to be considered occupationally competent.

1. Preparing for your End-Point Assessment

2. Are you Gateway Ready?


Lead Adult Health Care Worker Gateway Requirements


- Level 3 Diploma in Care

Functional Skills (or equivalent)

- Level 2 Literacy and Numeracy

Industry Requirements

- Care Certificate (15 Standards)

- Service User Testimonies

- Self Assessment

Gateway takes place before an EPA can start. The employer and training provider will review their apprentice’s knowledge, skills and behaviours to see if they have met the minimum requirements of the apprenticeship set out in the apprenticeship standard, and are ready to take the assessment.

Once you have been approved by meeting all of the gateway requirements you will then be assigned an Independent End-Point Assessor. They will contact you to do a final check to make sure you are ready to proceed onto your End-point Assessment. 

3. Preparing for the Assessment

Part 1 - The Situational Judgement Test

              60 Multiple Choice Questions in 90 minutes

              Questions based on a rage of real-life scenarios


The Situational Judgment Test will present you with a range of real-life scenarios about which answer must be given in a multiple-choice format. The assessment will be conducted online under strict examination conditions.


Questions are drawn from all parts of the stated knowledge and skills (see below) elements of the apprenticeship standard, focusing on the higher order competencies. 

A Lead Adult Care Worker must know and understand:

A. The job they have to do, their main tasks and responsibilities

1. Their job roles and other worker roles relevant to the context of the service in which they are working. This could include supporting with social activities, monitoring health, assisting with eating, mobility and personal care

2. Both their own and other workers professional boundaries and limits training and expertise

3. Relevant statutory Standards and Codes of Practice for their role

4. What the ‘Duty of Care’ is in practice

5. How to create and develop a care plan based on the person’s preferences in the way they want to be supported

6. How to monitor, plan, review a care plan in response to changing physical, social, and emotional needs of individuals

7. How to lead and support others to ensure compliance with regulations and organisational policies and procedures

B. The importance of having the right values and behaviours

8. How to ensure that dignity is at the centre of all work with individuals and their support circles

9. The importance of respecting diversity, the principles of inclusion and treating everyone fairly

C. The importance of communication

10. The barriers to communication and be able to both identify, and determine, the best solutions to achieve success when communicating with the individual they are supporting

11. How to communicate clearly both verbally and non-verbally and able to influence others to maximise the quality of interaction

12. The role of advocates and when they might be involved

13. Their own, and other workers’ responsibilities for ensuring confidential information is kept safe

D. How to support individuals to remain safe from harm (Safeguarding)

14. What abuse is and what to do when they have concerns someone is being abused

15. The national and local strategies for safeguarding and protection from abuse

16. What to do when receiving comments and complaints ensuring appropriate and timely actions takes place

17. How to recognise and prevent unsafe practices in the workplace

18. The importance and process of whistleblowing, being able to facilitate timely intervention

19. How to address and resolve any dilemmas they may face between a person’s rights and their safety


E. How to champion health and wellbeing for the individuals they support and work colleagues

20. The health and safety responsibilities of self, employer and workers

21. How to keep safe in the work environment

22. What to do when there is an accident or sudden illness and take appropriate action

23. What to do with hazardous substances

24. How to promote fire safety and how to support others to so

25. How to reduce the spread of infection and support others in infection prevention and control

26. How to use and promote with others where relevant, risk assessments to enable a person centred approach to delivering care


F. How to work professionally, including their own professional development of those they support and work colleagues

27. What a professional relationship is with the person being supported and colleagues

28. How to work with other people and organisations in the interest of the person being supported

29. How to be actively involved in their own personal development plan and, where appropriate, other worker’s personal development plans

30. How to demonstrate the importance of excellent core skills in writing, numbers and information technology

31. How to develop and sustain a positive attitude and address signs and symptoms of stress in self and other colleagues

32. How to carry out research relevant to individuals’ support needs and share with others

33. How to access and apply good practice relating to their role

34. How to access and apply specialist knowledge when needed to support performance in the job role

Part 2 - The Professional Discussion

               Structured discussion between the apprentice and the Independent                   End-Point Assessor for 45 Minutes

               Assesses the apprentice's level of competency in carrying out their                       role in Health & Social Care

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The assessment of a Professional Discussion provides a holistic approach to assessing knowledge and understanding and is useful in determining not only what and how you are performing, but also your analytical and decision-making abilities.


As an assessment method, it can be one of the best ways of testing the validity and reliability of the evidence you have provided. It is important to bear in mind that professional discussion is not simply a question and answer session. A professional discussion should feel open, fluid and dynamic so that you can offer insights, knowledge and input that is unprompted – but captured by the assessor as an outcome of the discussion.

A Lead Adult Care Worker must be able to:

A. The main tasks and responsibilities according to their job role

1. Support individuals they are working with according to their personal care/support plan

2. Take the initiative when working outside normal duties and responsibilities

3. Recognise and access help when not confident or skilled in any aspect of the role that they are undertaking

4. Implement/facilitate the specialist assessment of social, physical, emotional and spiritual needs of individuals with cognitive, sensory and physical impairments

5. Contribute to the development and ongoing review of care/support plans for the individuals they support

6. Provide individuals with information to enable them to exercise choice on how they are supported

7. Encourage individuals to actively participate in the way their care and support is delivered

8. Ensure that individuals know what they are agreeing to regarding the way in which they are supported

9. Lead and support colleagues to understand how to establish informed consent when providing care and support

10. Guide, mentor and contribute to the development of colleagues in the execution of their duties and responsibilities


B. Treat people with respect and dignity and honour their human rights

11. Demonstrate dignity in their working role with individuals they support, their families, carers and other professionals

12. Support others to understand the importance of equality, diversity and inclusion in social care

13. Exhibit empathy for individuals they support, i.e. understanding and compassion

14. Exhibit courage in supporting individuals in ways that may challenge their own cultural and belief systems


C. Communicate clearly and responsibly

15. Demonstrate and promote to other workers excellent communication skills including confirmation of understanding to individuals, their families, carers and professionals

16. Use and facilitate methods of communication preferred by the individual they support according to the individual’s language, cultural and sensory needs, wishes and preferences

17. Take the initiative and reduce environmental barriers to communication

18. Demonstrate and ensure that records and reports are written clearly and concisely

19. Lead and support others to keep information safe, preserve confidentiality in accordance with agreed ways of working


D. Support individuals to remain safe from harm (Safeguarding)

20. Support others, to recognise and respond to potential signs of abuse according to agreed ways of working

21. Work in partnership with external agencies to respond to concerns of abuse

22. Lead and support others to address conflicts or dilemmas that may arise between an individual’s rights and duty of care

23. Recognise, report, respond to and record unsafe practices and encourage others to do so


E. Champion health and wellbeing for the individuals they support

24. Lead and mentor others where appropriate to promote the wellbeing of the individuals they support

25. Demonstrate the management of the reduction of infection, including use of best practice in hand hygiene

26. Promote healthy eating and wellbeing by supporting individuals to have access to fluids, food and nutrition

27. Carry out fire safety procedures and manage others to do so

28. Develop risk assessments and use in a person centred way to support individuals safely including moving and assisting people and objects

29. Manage, monitor, report and respond to changes in the health and wellbeing of the individuals they support


F. Work professionally and seek to develop their own professional development

30. Take the initiative to identify and form professional relationships with other people and organisations

31. Demonstrate, manage and support self and others to work within safe, clear professional boundaries

32. Take the initiative to evaluate and improve own skills and knowledge through reflective practice, supervision, feedback and learning opportunities

33. Demonstrate continuous professional development

34. Carry out research relevant to individuals’ support needs and share with others

35. Demonstrate where necessary mentoring and supervision to others in the workplace

36. Demonstrate good team/partnership working skills

37. Demonstrate their contribution to robust recruitment and induction processes

4. Booking your Final End-Point Assessment

- I confirm that I have provided all the required evidence to successfully meet the Gateway requirements (Section 2 above) to proceed to End-Point Assessment.

- All Evidence that has been provided is original and my own work.

- I feel I have been given sufficient time and resources during my Apprenticeship to prepare for my End-Point Assessment.

I confirm that the statements above are correct and I am ready to book my End-Point Assessment